Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Danny Michael Bazar | 1352044 | 3 | 01/27/2012 | Customer Dispute | Withdrawn | $249,997.00 | $0.00 | See FINRA Report |
| Zoran Johanan Vaz | 4644984 | 1 | 09/26/2011 | Customer Dispute | Withdrawn | $400,000.00 | $0.00 | See FINRA Report |
| Brian David Thompson | 4374982 | 3 | 08/14/2011 | Customer Dispute | Withdrawn | $24,000.00 | $0.00 | See FINRA Report |
| John Everett Wingate | 3177979 | 1 | 08/14/2011 | Customer Dispute | Withdrawn | $24,000.00 | $0.00 | See FINRA Report |
| Evan Richard Wuhl | 867812 | 17 | 07/21/2010 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Steven Lyle Wetzel | 1490148 | 7 | 07/06/2010 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Haygood Paterson Seawell | 2670707 | 5 | 06/14/2010 | Customer Dispute | Withdrawn | $50,000.00 | $0.00 | See FINRA Report |
| Paul Drees Haag | 1731564 | 4 | 03/22/2010 | Customer Dispute | Withdrawn | $750,000.00 | $0.00 | See FINRA Report |
| Evan Richard Wuhl | 867812 | 17 | 09/18/2009 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| Paul B Payne | 2207647 | 1 | 06/24/2009 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |