Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brendan Thomas Dempsey | 5693922 | 1 | 01/21/2015 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Shalom Morgan | 4743579 | 3 | 01/21/2015 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Bruce Arnold Pomerantz | 365450 | 2 | 11/10/2014 | Customer Dispute | Withdrawn | $75,000.00 | $0.00 | See FINRA Report |
| Thomas Einar Gunnersen | 1500400 | 3 | 07/07/2014 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Brian Louis Vallow | 2387160 | 1 | 05/14/2014 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Joshua Brandon Webb | 5275318 | 2 | 12/10/2013 | Customer Dispute | Withdrawn | $9,000.00 | $0.00 | See FINRA Report |
| Stephen Eric Wiedemann | 2212349 | 2 | 06/07/2013 | Customer Dispute | Withdrawn | $148,065.00 | $0.00 | See FINRA Report |
| Patrick Thomas Niedermeyer | 3031651 | 2 | 12/10/2012 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Charles Edward Durham | 4337880 | 5 | 03/19/2012 | Customer Dispute | Withdrawn | $25,000.00 | $0.00 | See FINRA Report |
| Sammy C Chang | 4610373 | 1 | 03/15/2012 | Customer Dispute | Withdrawn | $7,000.00 | $0.00 | See FINRA Report |