Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Aubrey Dexter Parker | 2454088 | 1 | 05/06/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Cole Watson | 5376702 | 2 | 04/28/2020 | Customer Dispute | Settled | $450,000.00 | $0.00 | See FINRA Report |
| Mitchel Maldonado Lopez | 5990366 | 2 | 04/21/2020 | Customer Dispute | Settled | $84,219.00 | $0.00 | See FINRA Report |
| Anthony Dale Lapia | 1560467 | 6 | 04/13/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Patricia Marianne Bebber | 1355026 | 1 | 04/02/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Larry Huntley Tarleton | 4270249 | 2 | 04/01/2020 | Customer Dispute | Settled | $22,749.00 | $0.00 | See FINRA Report |
| Jordan David Samelson | 2984356 | 6 | 03/30/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ronald Andrew Nagy | 2477145 | 1 | 03/27/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mathew Tong | 5015156 | 1 | 03/27/2020 | Customer Dispute | Settled | $43,770.00 | $0.00 | See FINRA Report |
| Patrick Kennedy Callaghan | 3003364 | 1 | 03/27/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |