Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sean Christopher Kiltau | 2560331 | 6 | 04/30/2021 | Customer Dispute | Settled | $99,000.00 | $0.00 | See FINRA Report |
| Christopher Noonan | 2787122 | 4 | 03/05/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William Joseph Michetti | 2185612 | 5 | 01/28/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jason Ryan Jaynes | 5555100 | 2 | 01/25/2021 | Customer Dispute | Settled | $18,000,000.00 | $0.00 | See FINRA Report |
| Daniel Enrique Luna | 5606606 | 2 | 12/30/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Leif David Olson | 2277495 | 7 | 12/28/2020 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| T.J Cheriaparampil | 4466711 | 1 | 12/08/2020 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Evan M Savarick | 5153903 | 1 | 10/29/2020 | Customer Dispute | Settled | $140,000.00 | $0.00 | See FINRA Report |
| Charles H Mannel | 1457339 | 1 | 09/23/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Warren Jay Hartzman | 1155982 | 2 | 09/09/2020 | Customer Dispute | Settled | $45,006.50 | $0.00 | See FINRA Report |