Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ronald Dane Graft | 2393278 | 3 | 06/14/2022 | Customer Dispute | Settled | $19,657.10 | $0.00 | See FINRA Report |
| Yoil S Awabdeh | 4068466 | 2 | 06/11/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thomas Kenneth Brandstater | 6140680 | 1 | 04/12/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kelly James Otoole | 6290292 | 1 | 04/12/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thomas Wilson Murray | 1186933 | 3 | 03/01/2022 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Robert John Palatella | 1492207 | 3 | 02/24/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ralph Dennis Courtland | 4374698 | 3 | 02/18/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Bradley Joseph Lange | 5657024 | 1 | 01/31/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Keith Steven Garland | 2139560 | 5 | 09/22/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Caleb Conrad Gibson | 5760758 | 1 | 09/20/2021 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |