Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregory James Duncan-Peters | 1036642 | 1 | 09/13/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ritchy Guy Scoggin | 3139618 | 1 | 08/23/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Duane Clarence Cooper | 838488 | 3 | 08/23/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jack Liang Hsia | 4722857 | 3 | 07/21/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Clarissa Ann Beltran | 5628715 | 1 | 07/12/2021 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Raul Jorge Benitez | 4457185 | 5 | 07/06/2021 | Customer Dispute | Settled | $218,707.00 | $0.00 | See FINRA Report |
| Charles Carroll Beard | 2030392 | 1 | 06/03/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Sean Christopher Kiltau | 2560331 | 6 | 04/30/2021 | Customer Dispute | Settled | $99,000.00 | $0.00 | See FINRA Report |
| Christopher Noonan | 2787122 | 4 | 03/05/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Steven Forrest Arch | 1552572 | 2 | 02/03/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |