Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jon Bruce Lindenberg | 4161624 | 1 | 04/03/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Fowler | 2252560 | 1 | 02/21/2023 | Customer Dispute | Settled | $323,713.00 | $0.00 | See FINRA Report |
| Charles Zhong Zheng | 5517193 | 2 | 02/17/2023 | Customer Dispute | Settled | $49,999.00 | $0.00 | See FINRA Report |
| Tiffany Miller Campbell | 4239770 | 2 | 02/17/2023 | Customer Dispute | Settled | $5,192.15 | $0.00 | See FINRA Report |
| Leigh Eran Einhorn | 2091410 | 5 | 01/09/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Leigh Eran Einhorn | 2091410 | 5 | 12/21/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Blake Michael Hammer | 5034228 | 1 | 12/20/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Duncan Wilson Gillan | 1133343 | 2 | 12/08/2022 | Customer Dispute | Settled | $1,500,000.00 | $0.00 | See FINRA Report |
| Jon Christian Bohnert | 5574237 | 1 | 11/09/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Andrew Matthew Polis | 1257552 | 3 | 11/04/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |