Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Reid Horowitz | 2681741 | 3 | 09/08/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Scott Edward Seltzer | 2724643 | 1 | 08/16/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Gary Bennett | 5392768 | 1 | 08/14/2023 | Customer Dispute | Settled | $38,000.00 | $0.00 | See FINRA Report |
| Jeffrey Dean Walls | 4226181 | 2 | 07/26/2023 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Matthew Cannariato | 5506868 | 1 | 06/28/2023 | Customer Dispute | Settled | $13,439.00 | $0.00 | See FINRA Report |
| Allen H Wilson | 2420229 | 6 | 06/22/2023 | Customer Dispute | Settled | $545,000.00 | $0.00 | See FINRA Report |
| Yancey F Carter | 2259658 | 1 | 05/25/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Hodson Dylan Vincent Shepherd | 3255096 | 1 | 05/10/2023 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| James Roy Paige | 1726609 | 6 | 05/01/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Yuting Cheng | 5719286 | 2 | 04/10/2023 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |