Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Eugene L D'Amico | 1196652 | 4 | 01/15/1986 | Customer Dispute | Settled | $360,000.00 | $0.00 | See FINRA Report |
Peter Fulton Havenstein | 823704 | 2 | 12/18/1985 | Customer Dispute | Settled | $63,693.00 | $0.00 | See FINRA Report |
Thomas Cornelius Sayre | 728425 | 1 | 08/01/1985 | Customer Dispute | Settled | $12,500.00 | $0.00 | See FINRA Report |
Dominic John Guido | 231738 | 7 | 02/24/1985 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |
Dominic John Guido | 231738 | 7 | 01/25/1985 | Customer Dispute | Settled | $5,500,000.00 | $0.00 | See FINRA Report |
Edward Girard Janansky | 822537 | 1 | 06/21/1984 | Customer Dispute | Settled | $750,000.00 | $0.00 | See FINRA Report |
Darrell Richard May | 1034301 | 1 | 02/01/1983 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Gary Jon Sampson | 1307676 | 1 | 01/15/1983 | Customer Dispute | Settled | $406,000.00 | $0.00 | See FINRA Report |
Dominic John Guido | 231738 | 7 | 01/05/1983 | Customer Dispute | Settled | $390,000.00 | $0.00 | See FINRA Report |
Russell Sneed Eaves | 704004 | 2 | 01/01/1983 | Customer Dispute | Settled | $112,200.00 | $0.00 | See FINRA Report |