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FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.

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Displaying 1,721-1,730 out of 1,739 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Eugene L D'Amico1196652401/15/1986Customer DisputeSettled$360,000.00$0.00See FINRA Report
Peter Fulton Havenstein823704212/18/1985Customer DisputeSettled$63,693.00$0.00See FINRA Report
Thomas Cornelius Sayre728425108/01/1985Customer DisputeSettled$12,500.00$0.00See FINRA Report
Dominic John Guido231738702/24/1985Customer DisputeSettled$350,000.00$0.00See FINRA Report
Dominic John Guido231738701/25/1985Customer DisputeSettled$5,500,000.00$0.00See FINRA Report
Edward Girard Janansky822537106/21/1984Customer DisputeSettled$750,000.00$0.00See FINRA Report
Darrell Richard May1034301102/01/1983Customer DisputeSettled$0.00$0.00See FINRA Report
Gary Jon Sampson1307676101/15/1983Customer DisputeSettled$406,000.00$0.00See FINRA Report
Dominic John Guido231738701/05/1983Customer DisputeSettled$390,000.00$0.00See FINRA Report
Russell Sneed Eaves704004201/01/1983Customer DisputeSettled$112,200.00$0.00See FINRA Report

1,739 Results

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