Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eric Clifford Schomo | 1012663 | 2 | 06/01/1987 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Roberto Garcia Lowe | 1365705 | 1 | 05/25/1987 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Steven Louis Frank | 1410054 | 1 | 05/17/1987 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Daniel Andrews Owen | 1223652 | 2 | 04/01/1987 | Customer Dispute | Settled | $72,000.00 | $0.00 | See FINRA Report |
| Anne Lane Davidson | 728189 | 8 | 02/17/1987 | Customer Dispute | Settled | $33,104.80 | $0.00 | See FINRA Report |
| Harry Grimshaw Moore | 838499 | 1 | 01/02/1987 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Roslyn Carter | 1067811 | 6 | 12/01/1986 | Customer Dispute | Settled | $445,192.00 | $0.00 | See FINRA Report |
| Bruce Edward Piccirillo | 835562 | 5 | 11/10/1986 | Customer Dispute | Settled | $51,759.80 | $0.00 | See FINRA Report |
| Joseph Jay Bancheri | 1645038 | 1 | 06/30/1986 | Customer Dispute | Settled | $12,000.00 | $0.00 | See FINRA Report |
| Robert Clifford Hardin | 719834 | 1 | 02/13/1986 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |