Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Troy Anthony Litle | 1364827 | 3 | 10/01/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Richard Upton | 1029130 | 1 | 09/06/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Abe Pomeranc | 2036560 | 1 | 04/25/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Leland David Levy | 308292 | 3 | 09/07/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Paul Sarsynski | 1444880 | 1 | 06/07/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gary L Huddleston | 1724796 | 1 | 01/12/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan Fred Moskowitz | 2335240 | 5 | 10/04/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Joseph C Despres | 1557624 | 7 | 09/21/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Grady West | 4331321 | 2 | 08/15/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Allen H Wilson | 2420229 | 6 | 06/07/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |