Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Pantaliao Rebimbas | 2146540 | 1 | 07/15/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Denise Bolte | 732785 | 1 | 07/15/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Susan Margaret Palmatier | 1788644 | 1 | 06/14/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan Andrew Culpepper | 4225424 | 3 | 05/28/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan Andrew Culpepper | 4225424 | 3 | 04/24/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Wayne St John Hemans | 2333720 | 3 | 04/21/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Joseph C Despres | 1557624 | 7 | 02/02/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Stanton Barmen | 2706282 | 2 | 07/29/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Maureen Patricia Damer | 2519754 | 1 | 04/30/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Tamra Lee Scarborough | 1375943 | 1 | 03/27/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |