Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott G Purrelli | 3259030 | 1 | 09/26/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thai Thanh Hoang | 2377123 | 1 | 08/07/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard John Jennings | 2509021 | 1 | 07/21/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mauricio Valencia | 2915623 | 4 | 07/20/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Bowen | 4141582 | 3 | 06/21/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Joseph C Despres | 1557624 | 7 | 04/05/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Wilson Black | 1856976 | 4 | 11/19/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan Garrett Robinson | 2682661 | 7 | 10/25/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Patrick Cavanaugh | 1831163 | 1 | 08/10/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Raymond Kostyack | 1810052 | 1 | 08/10/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |