Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dirk Allen Taylor | 1008197 | 2 | 03/27/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Forest Lennon Grady | 4971847 | 3 | 02/10/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Philip Douglas Gundy | 1085382 | 3 | 07/14/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Larry Byron Nichols | 1949923 | 4 | 05/20/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Jay Parker | 2423679 | 4 | 05/16/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Forest Lennon Grady | 4971847 | 3 | 04/14/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Carter Keach | 3000286 | 6 | 12/31/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Flint T Schuller | 4771868 | 1 | 12/03/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Lee Walker | 2466629 | 6 | 10/22/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Theo Zaferiou | 2319526 | 1 | 10/02/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |