Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Andrew Richard Lowe | 864311 | 5 | 01/18/1985 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Russell Sneed Eaves | 704004 | 2 | 01/01/1983 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Jonathan David Schlackman | 839420 | 3 | 09/01/1982 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Barry Weiss | 812663 | 2 | 03/25/1982 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Henry Carson Norman | 349133 | 2 | 01/01/1982 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
William Thomas Turnbough | 867704 | 7 | 12/24/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Richard Alan Jones | 261624 | 2 | 08/19/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Jonathan David Schlackman | 839420 | 3 | 04/01/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Odile Sabine Blanchard | 1002883 | 1 | 07/16/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
William Noel Goodwin | 225534 | 4 | 06/04/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |