Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Woo Fong | 1077109 | 3 | 10/19/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Kenneth Elger | 1445820 | 3 | 04/01/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Paul Kern | 1456788 | 1 | 03/26/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Anthony Perillo | 1470846 | 1 | 10/13/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Theodore Geller | 219555 | 2 | 08/22/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Bruce Edward Piccirillo | 835562 | 5 | 07/01/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Jeffrey Birnbaum | 1496899 | 2 | 04/01/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Anne Lane Davidson | 728189 | 8 | 11/07/1988 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Peter Fulton Havenstein | 823704 | 2 | 09/29/1988 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Steven Palmer | 1091440 | 1 | 01/19/1988 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |