Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott Montgomery Shea | 1478869 | 4 | 02/10/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Alan Augustavo | 1296764 | 1 | 02/02/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Dale Weston | 1817670 | 1 | 01/13/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Warren Martin | 823029 | 1 | 11/22/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Rankin Revel Rawlings | 1616713 | 3 | 10/26/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Joseph Remchuk | 1141102 | 2 | 07/30/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gonzalo Luis Villena | 1435391 | 4 | 07/15/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Jonathan Krasner | 1685858 | 5 | 06/16/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Michael Jeszeck | 1985264 | 1 | 01/28/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kenneth Gregory Lechner | 1895894 | 2 | 09/29/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |