Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Craig Steven Nomberg | 4293515 | 2 | 03/07/2024 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| James Roy Paige | 1726609 | 6 | 02/06/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Jennifer Michelle Roe | 2749296 | 1 | 01/31/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Franz Albert Koch | 4467954 | 4 | 01/24/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Laurie Cernac Brock | 2241507 | 1 | 12/22/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Allen H Wilson | 2420229 | 6 | 12/20/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Leann Marie Gabel | 6440392 | 3 | 12/07/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Thomas MacKay Belden | 1489980 | 3 | 12/01/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Anthony Miguel Serrano | 7415175 | 5 | 12/01/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Anthony Miguel Serrano | 7415175 | 5 | 12/01/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |