Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John George Rotando | 2071444 | 3 | 04/02/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| John Joseph Pasacreta | 2398487 | 4 | 04/02/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Jordan David Samelson | 2984356 | 6 | 04/02/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Alaina Marie Hatch | 6810367 | 2 | 03/29/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jonathan Bryan Bourgeois | 5757664 | 1 | 03/19/2024 | Customer Dispute | Pending | $4,159,830.00 | $0.00 | See FINRA Report |
| Robert John Palatella | 1492207 | 3 | 03/19/2024 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Melanie Diane Gilmore | 4945629 | 1 | 03/19/2024 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Sandro Mariano Olivos | 3228574 | 1 | 03/12/2024 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Kimberly Rountree | 1754494 | 1 | 03/11/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Ronald David Albers | 2401383 | 2 | 03/11/2024 | Customer Dispute | Pending | $50,000.00 | $0.00 | See FINRA Report |