Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Loren Dennis Evans | 840026 | 1 | 06/11/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Daniel Robert Dirgo | 7180308 | 1 | 06/10/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Allen H Wilson | 2420229 | 6 | 06/05/2024 | Customer Dispute | Pending | $475,000.00 | $0.00 | See FINRA Report |
| Shaleah Lakaya Provencher | 7665381 | 4 | 06/05/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Maria Alejandra Torrado | 6562934 | 2 | 05/31/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Njeri Maia Henderson | 6925056 | 6 | 05/31/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Juan Carlos Mendieta | 7650442 | 8 | 05/28/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Anthony Miguel Serrano | 7415175 | 5 | 05/18/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Mitchell Ross Pindus | 1268550 | 4 | 04/30/2024 | Customer Dispute | Pending | $200,000.00 | $0.00 | See FINRA Report |
| Steven Franklin Sharp | 3178563 | 2 | 04/10/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |