Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Sirek | 5659487 | 4 | 08/16/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Ronald Allan Sirt | 1289440 | 3 | 08/05/2022 | Customer Dispute | Pending | $4,731,350.00 | $0.00 | See FINRA Report |
| Lauren Razar Matles | 2945465 | 2 | 08/05/2022 | Customer Dispute | Pending | $4,731,350.00 | $0.00 | See FINRA Report |
| Johanna Elise Laudicina | 5662931 | 1 | 08/05/2022 | Customer Dispute | Pending | $4,731,350.00 | $0.00 | See FINRA Report |
| Aleisha F. Lucas | 5142756 | 5 | 05/26/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Aleisha F. Lucas | 5142756 | 5 | 05/10/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Robert Joseph Gatyas | 1578760 | 1 | 04/14/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Robert Philip Cautilli | 1680697 | 1 | 04/13/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Robert Pizzimenti | 1256707 | 2 | 03/03/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Thomas Wilson Murray | 1186933 | 3 | 03/01/2022 | Customer Dispute | Pending | $300,000.00 | $0.00 | See FINRA Report |