Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Roy Paige | 1726609 | 3 | 12/20/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| John Everett Wingate | 3177979 | 2 | 12/19/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Bruce Allen Davis | 1183438 | 4 | 12/15/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Michael Jay Burns | 1922237 | 1 | 12/06/2022 | Customer Dispute | Pending | $28,025.30 | $0.00 | See FINRA Report |
| Robert A Deblasio | 5545994 | 3 | 11/08/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Andrew Matthew Polis | 1257552 | 2 | 11/04/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Donavan Lee Hilsabeck | 1503039 | 2 | 10/27/2022 | Customer Dispute | Pending | $220,000.00 | $0.00 | See FINRA Report |
| Brieane S Kelley | 5088210 | 1 | 10/06/2022 | Customer Dispute | Pending | $18,689.20 | $0.00 | See FINRA Report |
| David Lee Todd | 1785902 | 1 | 08/30/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Michael Jerome Levine | 1785045 | 5 | 08/18/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |