Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Wilson Kwok | 5083791 | 1 | 07/17/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Marcus Andrew Heckman | 5593933 | 3 | 07/11/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Edward W Lapinski | 5756489 | 3 | 07/10/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Edward W Lapinski | 5756489 | 3 | 07/10/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Edward W Lapinski | 5756489 | 3 | 07/10/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Anthony Miguel Serrano | 7415175 | 5 | 07/10/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Anthony Miguel Serrano | 7415175 | 5 | 07/10/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Eric Thomas Zurbrugg | 4808416 | 1 | 06/30/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Juan Carlos Mendieta | 7650442 | 8 | 06/20/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Lori Lynn Wagner | 4178149 | 1 | 06/18/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |