Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Wayne St John Hemans | 2333720 | 3 | 07/16/1999 | Customer Dispute | Pending | $70,000.00 | $0.00 | See FINRA Report |
| Sean Christopher Kiltau | 2560331 | 6 | 11/20/1998 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| James Mooney Miller | 2367230 | 1 | 08/28/1998 | Customer Dispute | Pending | $28,856.00 | $0.00 | See FINRA Report |
| William Terrence Eichinger | 76349 | 6 | 08/29/1996 | Customer Dispute | Pending | $200,000.00 | $0.00 | See FINRA Report |
| William Robert Manch | 722886 | 1 | 05/01/1994 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Douglas James Vollmer | 455505 | 6 | 04/21/1993 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| William Noel Goodwin | 225534 | 4 | 09/24/1992 | Customer Dispute | Pending | $236,725.00 | $0.00 | See FINRA Report |