Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Miguel Rafael Valdez | 3147525 | 4 | 04/02/2009 | Customer Dispute | Pending | $300,729.00 | $0.00 | See FINRA Report |
| Miguel Rafael Valdez | 3147525 | 4 | 03/26/2009 | Customer Dispute | Pending | $136,490.00 | $0.00 | See FINRA Report |
| James Edward Harris | 4004078 | 3 | 07/01/2004 | Customer Dispute | Pending | $275,000.00 | $0.00 | See FINRA Report |
| Danny Michael Bazar | 1352044 | 3 | 05/27/2003 | Customer Dispute | Pending | $57,355.40 | $0.00 | See FINRA Report |
| Jeffrey Ronald Vogel | 1832655 | 3 | 08/13/2001 | Customer Dispute | Pending | $200,000.00 | $0.00 | See FINRA Report |
| Carmelita Yunaranie Singh-Mayer | 2320728 | 2 | 12/23/2000 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| James Edward Gracia | 1951914 | 2 | 12/22/2000 | Customer Dispute | Pending | $33,534.00 | $0.00 | See FINRA Report |
| John Rutledge Lane | 1418711 | 2 | 11/30/2000 | Customer Dispute | Pending | $246,901.00 | $0.00 | See FINRA Report |
| Myles David McPartland | 2392691 | 4 | 09/01/2000 | Customer Dispute | Pending | $50,000.00 | $0.00 | See FINRA Report |
| John Michael Ohnemus | 717310 | 3 | 10/18/1999 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |