Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Jay Mayer | 4793864 | 1 | 09/30/2016 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Melissa Rose Wright | 4909195 | 11 | 09/30/2016 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| George Nicholas Venizelos | 1105955 | 4 | 06/23/2016 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| David Burzotta | 2939884 | 1 | 06/18/2016 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Michael van Nguyen | 5123835 | 1 | 11/30/2015 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Violeidy Cribeiro | 4461387 | 2 | 11/20/2015 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Joseph Ray Decamp | 6517493 | 1 | 04/14/2015 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Deborah Sue Kober | 2552947 | 1 | 01/07/2015 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Vicki Enid Troia | 1675410 | 1 | 12/15/2014 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Scott Edward Lotspeich | 5494946 | 2 | 10/21/2014 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |