Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Henry Acuna Menchaca | 6626321 | 1 | 04/03/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christopher Marsh | 6183724 | 1 | 03/22/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Falina Ann Mendenall | 4918118 | 2 | 03/21/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joshua Hadarie Glasper | 6855175 | 2 | 03/21/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Alan Palhegyi | 1923077 | 3 | 03/14/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Nathan Foster | 5664244 | 1 | 03/14/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brian Scott Borden | 7602291 | 3 | 03/03/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jennilene Cabero Guico | 6907858 | 2 | 02/24/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gyamfi Kwarteng | 6828677 | 2 | 02/24/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Neal Ira Rutman | 2693764 | 1 | 02/15/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |