Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Monica Yates Harrison-Church | 4722051 | 2 | 05/30/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Marc David Squire | 4579446 | 2 | 05/24/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Marc David Squire | 4579446 | 2 | 05/24/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Maria Marchelle Azarcon Garing-Cortes | 6905270 | 1 | 05/24/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Rodrick A Fowler | 5311190 | 2 | 05/23/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lovie Michelle Wilkins | 5437941 | 1 | 05/09/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Emanuel David Perez | 7435064 | 1 | 04/24/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Dean Austin | 6100546 | 1 | 04/13/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Andrew Merritt | 4327201 | 3 | 04/12/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Stacey Christine Axtell | 5309140 | 1 | 04/10/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |