Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Martin Man | 4795015 | 2 | 08/02/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Falina Ann Mendenall | 4918118 | 2 | 08/01/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Lawrence Morawski | 6228925 | 1 | 07/18/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Diamond Olivia Daniel | 6846266 | 1 | 07/13/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Roy Paige | 1726609 | 6 | 07/12/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jordan Zed Ibarra | 7501910 | 1 | 07/10/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Vincent Joseph Johnson | 6288746 | 1 | 06/29/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Neda Afnani Riyazati | 6913399 | 1 | 06/23/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joshua Hadarie Glasper | 6855175 | 2 | 06/08/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Roberto Alejandro Garfias | 4836070 | 4 | 06/01/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |