Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Elizabeth Sanchez | 2398077 | 3 | 10/27/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mary Maniscalli | 2266310 | 3 | 10/20/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Colleen Marie McMichael | 5289548 | 2 | 10/16/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kathleen Vivian Coleman | 723024 | 5 | 10/06/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Frank L Ramey | 2289063 | 5 | 10/04/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Andrew Merritt | 4327201 | 3 | 10/01/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ryan Franklin Overholt | 6373366 | 1 | 09/12/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel Raynell Gresham | 6902771 | 1 | 09/01/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Leann Marie Gabel | 6440392 | 3 | 08/30/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Grant Archer | 7649796 | 1 | 08/18/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |