Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Casey Dc Gilmartin | 7635861 | 3 | 11/28/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Saverin Ahmed | 6269069 | 1 | 11/17/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Casey Dc Gilmartin | 7635861 | 3 | 11/17/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mary Maniscalli | 2266310 | 3 | 11/13/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Blake Barnes | 5615005 | 1 | 11/08/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Pablo Zaragoza | 6658905 | 1 | 11/07/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Zachary Maher | 7023728 | 2 | 11/06/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gregory Rudolphdavid Lascelles | 1839374 | 4 | 11/01/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Enrique Riveros-Valle | 7250275 | 2 | 10/31/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kathleen Vivian Coleman | 723024 | 5 | 10/31/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |