Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kenneth Stuart Mintz | 1281070 | 3 | 01/19/1999 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brenda J Stewart | 6033757 | 1 | 08/18/1995 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kenneth Stuart Mintz | 1281070 | 3 | 08/02/1995 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Richard Bless | 1264496 | 1 | 03/01/1995 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Ray Hester | 1185772 | 5 | 09/30/1987 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |