Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Xay Thao | 5906490 | 1 | 03/01/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Anton Gregory Marasco | 6953873 | 1 | 02/29/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gilbert Anthony Rodriguez | 5452850 | 2 | 02/28/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Frank L Ramey | 2289063 | 5 | 02/16/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Pablo Damian Lizardo | 7687333 | 1 | 02/16/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Fermin G Salazar | 7325900 | 1 | 02/14/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Colleen Marie McMichael | 5289548 | 2 | 01/19/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Lareche | 6594863 | 1 | 01/18/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Matilda Babapoor | 6931139 | 1 | 12/04/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ifeanyi Louis-Alfred Ukatu | 5921861 | 2 | 11/29/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |