Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kenya J Lascelles | 6356765 | 1 | 07/10/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Dewayne Lang | 2860223 | 1 | 04/04/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Charles Tramantano | 5316388 | 2 | 03/19/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas Joseph Spearing | 5849199 | 2 | 02/08/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Johneric Bannon | 2416536 | 3 | 12/31/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mishelle Cubacha Depano | 7438248 | 2 | 08/21/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Meredith Toutz Fiocchi | 1974510 | 2 | 12/05/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gloria Angelo Keimer | 1088078 | 6 | 05/30/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Linda Yvonne Bouldin | 6360256 | 1 | 04/20/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kyung Haeng Lee | 6303863 | 1 | 03/27/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |