Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Dijamco | 2574887 | 2 | 07/27/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Maynall Leslie Scott | 5341657 | 1 | 07/12/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Bryan Karl Raymond | 2205049 | 6 | 06/12/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Philip John Delia | 4221682 | 1 | 05/28/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joe Murphy Harris | 6465776 | 3 | 05/05/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Norma Iris Pinto | 4426579 | 1 | 04/30/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jennifer Marie Gaetaniello | 4178088 | 1 | 02/02/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christopher Edward Steiner | 6372885 | 1 | 01/20/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Arthur Lee Thompson | 828946 | 7 | 11/25/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Bryan Karl Raymond | 2205049 | 6 | 10/28/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |