Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Edward Kenna | 1808118 | 5 | 02/14/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Oluwatoyin Orebiyi | 6628811 | 2 | 01/28/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lance Withers Slaughter | 1112888 | 3 | 12/06/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gregory Rudolphdavid Lascelles | 1839374 | 4 | 11/26/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gloria Angelo Keimer | 1088078 | 6 | 09/21/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseph Edward Kenna | 1808118 | 5 | 09/07/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Bryan Karl Raymond | 2205049 | 6 | 08/23/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Bryan Karl Raymond | 2205049 | 6 | 07/30/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kennith Bunis | 5521707 | 1 | 07/20/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Molly Hillyard Rice | 4581854 | 13 | 07/12/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |