Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Anthony Dale Lapia | 1560467 | 6 | 06/20/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Anthony Dale Lapia | 1560467 | 6 | 06/20/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Leonard Neil Martin | 2296362 | 3 | 05/17/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Arthur Lee Thompson | 828946 | 7 | 04/24/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas Anthony McInerney | 1759635 | 2 | 04/18/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Nikosi Valik Menzies | 5883917 | 1 | 03/05/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark Kevin Blackwell | 6631378 | 2 | 12/19/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Peter Michael Angelakos | 719615 | 3 | 11/01/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark Kevin Blackwell | 6631378 | 2 | 10/23/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jason Turner | 3223066 | 1 | 10/16/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |