Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eileen Barnes Cole | 4297937 | 3 | 04/16/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michele Anne Casey | 2865776 | 2 | 04/11/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joshua Robert Campora | 3194992 | 2 | 04/11/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jason Santiago Ramos | 7673761 | 2 | 04/06/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Nikolay Bashmachnikov | 7610228 | 1 | 03/22/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Charles William Tripp | 6300862 | 2 | 03/20/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Paul Gehlen | 2148074 | 4 | 03/15/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Paul Gehlen | 2148074 | 4 | 03/15/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William John Taratsas | 2246647 | 1 | 03/12/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Phillip Scott Holder | 4917904 | 2 | 03/11/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |