Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kelly Annette Rosenbush | 4864063 | 4 | 05/31/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Maryam N Acker | 7024206 | 2 | 05/17/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kevin Giovanni Fajardo | 7323403 | 1 | 05/17/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jason Allen Davila | 6526313 | 2 | 05/13/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brenon James Robbins | 5889797 | 3 | 05/10/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ayeesha Nicole Salinas | 7404509 | 1 | 05/06/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Tobias C. Bateson | 2352453 | 1 | 05/03/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Sirek | 5659487 | 4 | 04/22/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Francis Albert Reinhard | 4587844 | 4 | 04/06/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dajilla Lanae Lemle | 7174869 | 1 | 04/04/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |