Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Darius Lamar Wall | 5552608 | 1 | 04/17/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lisa R Forby | 2607292 | 1 | 04/02/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Benjamin Ross Boaz | 5909661 | 1 | 03/01/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gregory Rudolphdavid Lascelles | 1839374 | 4 | 11/10/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Alicia Kay Richardson-Jones | 4668580 | 2 | 11/04/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Cornelio Cole Koehler | 6810402 | 1 | 10/24/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Leonard Neil Martin | 2296362 | 3 | 10/17/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joe Murphy Harris | 6465776 | 3 | 10/17/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Edward Harris | 4004078 | 3 | 09/11/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Paul Steinbiss | 1046215 | 1 | 08/28/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |