Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Stephens Baird | 10511 | 2 | 01/13/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Tashi Chiemeka Marie Buchanan | 6956790 | 1 | 01/08/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Angelica Martinez | 5742103 | 1 | 11/12/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Newark | 2858094 | 2 | 11/02/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Eileen Barnes Cole | 4297937 | 3 | 10/30/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard William Bruno | 6602905 | 1 | 10/20/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lorena Rubio | 4913610 | 2 | 07/30/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Adam Scott Cronomiz | 6918993 | 2 | 05/18/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Michael Rutski | 1769610 | 4 | 05/15/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Eric Franz James | 2327268 | 1 | 05/04/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |