Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Forrest Edward Williams | 467698 | 2 | 09/16/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Neil Douglas Holmes | 6626308 | 1 | 08/22/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Helen Wanjiru Irungu | 2070871 | 2 | 08/15/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lisa Hwa Thompson | 5068479 | 1 | 08/15/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Marcos Antonio Franco | 2796991 | 2 | 08/12/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeriah Lakesha Williams | 3090835 | 1 | 07/06/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Cheri Anne Davis | 5371485 | 1 | 05/07/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Stephen Michael Bradbeer | 7864049 | 3 | 04/05/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Teresa Lynne Fritz | 6570596 | 7 | 03/15/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Yolanda Inggit Gunawan Lie | 7014454 | 4 | 01/20/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |