Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven MacLen Bonavita | 3090778 | 6 | 03/16/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Stephens Baird | 10511 | 2 | 03/15/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Victor Manuel Reyes | 6916270 | 1 | 03/13/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark Joseph Seto | 2258499 | 1 | 02/22/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gary Alan Rubin | 2715277 | 2 | 12/07/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark Douglas Averell | 2914704 | 3 | 11/10/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven Andrew Hill | 4606358 | 12 | 11/06/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Albert Makram Aiad | 6123353 | 1 | 11/01/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mitchell Smith | 5932923 | 2 | 10/11/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Desireeh Evangelista Villalobos | 5481468 | 2 | 10/11/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |