Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Eugene Schick | 1041349 | 3 | 09/18/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lufino Mejorado | 6432004 | 1 | 09/15/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Shawn Craig Maslow | 4367648 | 4 | 09/14/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lacrissa Marie Henton | 5559101 | 1 | 09/12/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Pamela Ann Demarco | 6008903 | 1 | 08/22/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Amanda Carol Santos | 6605444 | 1 | 08/10/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven Andrew Hill | 4606358 | 12 | 08/08/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Briana Echols | 6715582 | 1 | 05/22/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dionna Falls | 6613063 | 3 | 04/07/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Vasil Long | 2142638 | 6 | 04/03/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |