Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Francis Albert Reinhard | 4587844 | 4 | 01/17/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark Douglas Averell | 2914704 | 3 | 01/09/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Tameka Shauntae Jones | 6732504 | 1 | 12/13/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven Michael Ehnstrom | 2291127 | 2 | 12/06/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brook Elizabeth Hutson | 6910801 | 1 | 11/15/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kelly Annette Rosenbush | 4864063 | 4 | 11/15/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark Douglas Averell | 2914704 | 3 | 10/26/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel Montaz Pulliam | 6559803 | 1 | 10/26/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jessica Campbell Turner | 6774723 | 1 | 10/12/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mea Lynnette Epps | 4937697 | 1 | 09/18/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |