Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Carla Coston Felton | 5388815 | 1 | 06/06/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Shahri-Lin Moore | 6774684 | 1 | 06/03/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Toby Lee Powell | 5620320 | 3 | 05/18/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Bekira Monshe Thomas Mark | 6975666 | 2 | 05/17/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Beth Susan Oakes | 3111359 | 1 | 04/02/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Matthew Cafferata | 6830597 | 1 | 03/16/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Yolanda Inggit Gunawan Lie | 7014454 | 4 | 03/16/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Harold Seth Freeman Barnes | 2187969 | 2 | 03/13/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brandon Scott Lewis | 6167699 | 1 | 03/01/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven Michael Ehnstrom | 2291127 | 2 | 02/22/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |