Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Toby Lee Powell | 5620320 | 3 | 01/16/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Steven Meadows | 6701364 | 1 | 01/09/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas Edwin Simonton | 5927014 | 1 | 12/31/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Colin Richard Eddington | 5665318 | 2 | 12/26/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Scott Yoder | 2510235 | 2 | 11/23/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Francis Albert Reinhard | 4587844 | 4 | 11/12/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Adam Scott Cronomiz | 6918993 | 2 | 11/09/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Zeiry Yannuen Barillas | 4946969 | 1 | 11/08/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven Francis O'Brien | 1024861 | 7 | 10/31/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Scott Yoder | 2510235 | 2 | 10/29/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |