Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lee Albert Hernquist | 1186595 | 2 | 09/20/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Esterlyn Maria Vega | 7548529 | 1 | 09/12/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kelly Annette Rosenbush | 4864063 | 4 | 07/12/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dennis Botonis | 4188338 | 1 | 06/19/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Vickie Owens Layne | 1875784 | 1 | 06/18/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Eugene Schick | 1041349 | 3 | 05/22/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Alexander Thomas Bowser | 5484218 | 1 | 04/08/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Alexander M Scoledes | 1447129 | 2 | 03/20/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Charles Raymond Coomes | 5735797 | 2 | 03/04/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Linda Pereira | 4850428 | 1 | 02/04/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |