Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Chanse Derel Wooden | 7057420 | 1 | 08/31/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Sergio Salazar | 5551892 | 2 | 08/17/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kara Keys | 6299531 | 1 | 07/26/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robin Lee Oberg | 6910925 | 1 | 07/22/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Karen Eberhart Jackson | 1402664 | 1 | 07/18/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Franck Mossou Sahou | 6039777 | 2 | 07/18/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Franck Mossou Sahou | 6039777 | 2 | 07/15/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Raymund Christopher Respicio | 6794605 | 2 | 07/13/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Shane Allan Hall | 4371740 | 3 | 07/05/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Tate Noojin | 2570412 | 5 | 06/08/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |