Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Amy Dawn Schmitz | 5923039 | 1 | 06/10/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Andrew Cooper | 7461051 | 1 | 05/30/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Samuel A Shimchick | 6957182 | 1 | 05/28/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Charrisse Maria Thomas | 5360363 | 3 | 05/23/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Nicole Alexis Reynolds | 7475709 | 1 | 05/22/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mitchel Alexander Blanco | 7689485 | 1 | 05/14/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brenda Lee Lochhead | 2324929 | 2 | 04/29/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Widmarck Alfonso Fonseca | 5647743 | 1 | 04/29/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Eileen Barnes Cole | 4297937 | 3 | 04/25/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Marlon Hugh Beavers | 7668761 | 1 | 04/23/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |