Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Jefferson Knight | 6737208 | 1 | 10/30/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Bekira Monshe Thomas Mark | 6975666 | 2 | 10/28/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Anthony Grisaffi | 4361309 | 4 | 10/17/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Miguel Llanos | 5882371 | 2 | 10/17/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joy Wright | 4782191 | 3 | 10/17/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joy Wright | 4782191 | 3 | 10/17/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jacob Franco | 4775397 | 2 | 10/16/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Rodney Webb | 2848215 | 3 | 10/04/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Garrett Joseph Gilardi | 6515775 | 1 | 10/04/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kimberly Ann Zeppelin | 6774975 | 2 | 10/01/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |