Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mauricio Valencia | 2915623 | 4 | 12/20/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mauricio Valencia | 2915623 | 4 | 12/20/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Cale Allen Brown | 5652982 | 1 | 12/18/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Edward Rodney Gibson | 1689595 | 1 | 12/06/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ikechukwu Chukwudi Oguh | 6623742 | 2 | 12/04/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Roberto Alejandro Garfias | 4836070 | 4 | 12/03/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kelly Annette Rosenbush | 4864063 | 4 | 11/19/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michele Lynn Hall | 5347250 | 1 | 11/06/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brian Vegoe | 2658621 | 3 | 11/04/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Crystal Lynn Deaver | 4559951 | 1 | 11/01/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |