Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Rodney Webb | 2848215 | 3 | 03/30/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Newark | 2858094 | 2 | 03/24/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Valarie Marie Neeley | 7606147 | 3 | 03/17/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joy Wright | 4782191 | 3 | 03/17/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mitchell Joseph Haberman | 1470014 | 3 | 02/26/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Carolyn Ann Sellick | 2403201 | 2 | 01/23/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brian Scott Peters | 2759883 | 1 | 01/17/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| R Christie Siddoway | 2927385 | 1 | 01/15/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Valarie Marie Neeley | 7606147 | 3 | 12/26/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Roderick Dion Lemon | 6765534 | 3 | 12/26/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |