Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Osvaldo A Duran | 4304818 | 1 | 11/18/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Sherry A Belisle | 5170095 | 1 | 11/17/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Frank L Ramey | 2289063 | 5 | 10/30/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jacob Franco | 4775397 | 2 | 09/28/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Valarie Marie Neeley | 7606147 | 3 | 09/16/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Alexander Carlson | 7263229 | 1 | 09/09/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gilbert Anthony Rodriguez | 5452850 | 2 | 08/24/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Laurance Quintero | 2119748 | 1 | 07/29/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jennifer Elisabeth Fuller White | 4533320 | 1 | 07/24/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Rodney Webb | 2848215 | 3 | 03/30/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |