Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Chad Quentin Quamme | 4413885 | 3 | 06/02/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kane Roberts | 5600548 | 2 | 05/11/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert N Stull | 2524298 | 1 | 03/30/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Chad Quentin Quamme | 4413885 | 3 | 03/23/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Miguel Llanos | 5882371 | 2 | 03/15/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Forrest Edward Williams | 467698 | 2 | 03/02/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Phillip J Kostantas | 2560780 | 2 | 02/17/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Irmina Borre | 5503258 | 1 | 02/05/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Elizabeth Sanchez | 2398077 | 3 | 01/29/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Roderick Dion Lemon | 6765534 | 3 | 11/23/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |